MCP Server
regulatory-filings-mcp
com.thenextgennexus/regulatory-filings-mcp
What this MCP does
Retrieves and analyzes SEC filings, insider trades, institutional holdings, earnings data, corporate actions, options activity, and related market signals.
Capabilities
Tools
17
tools
detect_insider_cluster
Detect insider buying clusters â multiple officers/directors buying the same stock inside a window.
The smart-money signal hedge funds pay $200+/mo for. Returns one row per stock with cluster strength.
Args:
ticker: Optional ticker to filter
days_window: Cluster detection window in days (default 30 â 30/60/90 supported)
min_insiders: Minimum distinct insiders to qualify as a cluster (default 3)
Read only
Open world
Input schema
{'type': 'object', 'properties': {'ticker': {'type': 'string', 'default': ''}, 'days_window': {'type': 'integer', 'default': 30}, 'min_insiders': {'type': 'integer', 'default': 3}}}
get_13f_delta
Compute the position delta between a 13F filer's two most recent filings.
Returns new positions, increased stakes, reduced stakes, and full exits per CUSIP â the actionable signal WhaleWisdom Premium charges $999/yr for.
Args:
filer_cik: Filer CIK (e.g. "0001067983" for Berkshire) or fund name
days_back: Lookback window for filings comparison (default 90 â informational)
Read only
Open world
Input schema
{'type': 'object', 'required': ['filer_cik'], 'properties': {'days_back': {'type': 'integer', 'default': 90}, 'filer_cik': {'type': 'string'}}}
get_analyst_targets
Retrieve Wall Street analyst price targets for a ticker â high, low, mean, latest changes by firm.
Args:
ticker: Required ticker symbol
Read only
Open world
Input schema
{'type': 'object', 'required': ['ticker'], 'properties': {'ticker': {'type': 'string'}}}
get_dividend_aristocrats
Retrieve S&P 500 Dividend Aristocrats â companies with 25+ consecutive years of dividend increases.
Args:
min_years: Minimum consecutive years of dividend increases (default 25)
Read only
Open world
Input schema
{'type': 'object', 'properties': {'min_years': {'type': 'integer', 'default': 25}}}
get_earnings_calendar
Retrieve upcoming earnings calendar â report dates, EPS estimates, revenue estimates.
Args:
days_forward: Calendar horizon in days (default 14)
ticker: Optional ticker filter (post-filtered)
Read only
Open world
Input schema
{'type': 'object', 'properties': {'ticker': {'type': 'string', 'default': ''}, 'days_forward': {'type': 'integer', 'default': 14}}}
get_earnings_estimates
Retrieve analyst earnings estimate revisions â EPS upgrades/downgrades over the lookback window.
Args:
ticker: Required ticker symbol
days_back: Lookback window â maps to 30d / 60d / 90d
Read only
Open world
Input schema
{'type': 'object', 'required': ['ticker'], 'properties': {'ticker': {'type': 'string'}, 'days_back': {'type': 'integer', 'default': 14}}}
get_form_13f_holdings
Retrieve SEC Form 13F-HR holdings â institutional investor positions ($100M+ AUM funds).
Pull Berkshire Hathaway, Renaissance, Citadel, Two Sigma quarterly position disclosures.
Args:
filer_cik: Filer CIK number (e.g. "0001067983" for Berkshire) or fund name (passed as query)
quarter: Quarter in YYYY-QN format (e.g. "2025-Q4")
Read only
Open world
Input schema
{'type': 'object', 'properties': {'quarter': {'type': 'string', 'default': ''}, 'filer_cik': {'type': 'string', 'default': ''}}}
get_form_4_insider_trades
Retrieve SEC Form 4 insider trades (officers/directors buying or selling their own stock).
Replaces a WhaleWisdom Insider feed subscription. Returns transaction date, insider name & role, shares, price, value.
Args:
ticker: Optional ticker filter (e.g. "NVDA")
days_back: Lookback window in days (default 30)
min_value_usd: Optional minimum transaction value filter (post-filtered)
Read only
Open world
Input schema
{'type': 'object', 'properties': {'ticker': {'type': 'string', 'default': ''}, 'days_back': {'type': 'integer', 'default': 30}, 'min_value_usd': {'type': 'number', 'default': 0}}}
get_form_8k_material_events
Retrieve SEC Form 8-K material event filings â M&A, executive changes, bankruptcy, earnings, going concerns.
Replaces an 8-K Push subscription. Real-time material event monitoring for any public company.
Args:
ticker: Optional ticker filter
event_type: Optional 8-K item filter (e.g. "1.01", "2.01", "5.02")
days_back: Lookback window in days (default 14)
Read only
Open world
Input schema
{'type': 'object', 'properties': {'ticker': {'type': 'string', 'default': ''}, 'days_back': {'type': 'integer', 'default': 14}, 'event_type': {'type': 'string', 'default': ''}}}
get_form_d_private_funding
Retrieve SEC Form D private offerings â private rounds, hedge fund launches, exempt securities filings.
VC and private equity intel for tracking who's raising and how much.
Args:
state: Optional state filter (e.g. "CA", "NY") â passed as a query keyword
days_back: Lookback window in days (default 30)
min_amount: Optional minimum offering amount filter (post-filtered)
Read only
Open world
Input schema
{'type': 'object', 'properties': {'state': {'type': 'string', 'default': ''}, 'days_back': {'type': 'integer', 'default': 30}, 'min_amount': {'type': 'number', 'default': 0}}}
get_ipo_calendar
Retrieve upcoming IPO calendar â pricing date, shares offered, price range, lead underwriters.
Args:
days_forward: Calendar horizon in days (default 30) â passed via the upstream date_range enum
Read only
Open world
Input schema
{'type': 'object', 'properties': {'days_forward': {'type': 'integer', 'default': 30}}}
get_options_unusual_activity
Retrieve unusual options activity â volume vs open-interest spikes, large block trades, suspected smart-money positioning.
Args:
ticker: Optional ticker filter
min_volume_ratio: Minimum volume / open-interest ratio (default 2.0)
Read only
Open world
Input schema
{'type': 'object', 'properties': {'ticker': {'type': 'string', 'default': ''}, 'min_volume_ratio': {'type': 'number', 'default': 2}}}
get_pre_ipo_secondary
Retrieve pre-IPO secondary market valuations â Forge, EquityZen, Hiive prices for SpaceX, Stripe, OpenAI tier names.
Args:
company: Optional company name filter (e.g. "SpaceX", "Stripe")
Read only
Open world
Input schema
{'type': 'object', 'properties': {'company': {'type': 'string', 'default': ''}}}
get_schedule_13d_activist
Retrieve SEC Schedule 13D / 13G activist & beneficial-ownership filings (>5% stake).
Track Carl Icahn, Elliott Management, Pershing Square, Trian moves â the activist signal.
Args:
target_ticker: Optional ticker of target company
filer: Optional activist filer name (post-filtered)
days_back: Lookback window in days (default 90)
Read only
Open world
Input schema
{'type': 'object', 'properties': {'filer': {'type': 'string', 'default': ''}, 'days_back': {'type': 'integer', 'default': 90}, 'target_ticker': {'type': 'string', 'default': ''}}}
get_short_interest
Retrieve short interest data â short ratio, days-to-cover, % of float short, changes vs prior period.
Args:
ticker: Optional ticker filter
days_back: Informational; actor returns latest reported short interest snapshot
Read only
Open world
Input schema
{'type': 'object', 'properties': {'ticker': {'type': 'string', 'default': ''}, 'days_back': {'type': 'integer', 'default': 30}}}
get_stock_splits_corporate_actions
Retrieve upcoming stock splits, spinoffs, mergers, special dividends, and other corporate actions.
Args:
days_forward: Calendar horizon in days (default 60)
Read only
Open world
Input schema
{'type': 'object', 'properties': {'days_forward': {'type': 'integer', 'default': 60}}}
get_swf_holdings
Retrieve sovereign wealth fund (SWF) US equity holdings â Norway GPFG, GIC Singapore, ADIA, PIF.
Tracks position changes for the world's largest state-backed investors.
Args:
fund: Optional SWF name filter (e.g. "Norway", "GIC", "ADIA")
quarter: Informational; the actor returns the most recently reported quarter per fund.
Read only
Open world
Input schema
{'type': 'object', 'properties': {'fund': {'type': 'string', 'default': ''}, 'quarter': {'type': 'string', 'default': ''}}}
History
Recent tool changes
Added
get_dividend_aristocrats
Sept. 17, 2026, 12:37 p.m.
Added
get_stock_splits_corporate_actions
Sept. 17, 2026, 12:37 p.m.
Added
get_short_interest
Sept. 17, 2026, 12:37 p.m.
Added
get_options_unusual_activity
Sept. 17, 2026, 12:37 p.m.
Added
get_pre_ipo_secondary
Sept. 17, 2026, 12:37 p.m.
Added
get_analyst_targets
Sept. 17, 2026, 12:37 p.m.
Added
get_earnings_estimates
Sept. 17, 2026, 12:37 p.m.
Added
get_earnings_calendar
Sept. 17, 2026, 12:37 p.m.
Added
get_ipo_calendar
Sept. 17, 2026, 12:37 p.m.
Added
get_swf_holdings
Sept. 17, 2026, 12:37 p.m.
Added
get_13f_delta
Sept. 17, 2026, 12:37 p.m.
Added
detect_insider_cluster
Sept. 17, 2026, 12:37 p.m.
Added
get_schedule_13d_activist
Sept. 17, 2026, 12:37 p.m.
Added
get_form_13f_holdings
Sept. 17, 2026, 12:37 p.m.
Added
get_form_8k_material_events
Sept. 17, 2026, 12:37 p.m.
Added
get_form_d_private_funding
Sept. 17, 2026, 12:37 p.m.
Added
get_form_4_insider_trades
Sept. 17, 2026, 12:37 p.m.
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